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OPKO HEALTH, INC. Director's Dealing 2016

Jul 14, 2016

32111_dirs_2016-07-14_80c1060e-7a60-49ad-b3ec-44f0cf848770.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Opko Health, Inc. (OPK)
CIK: 0000944809
Period of Report: 2016-07-13

Reporting Person: FROST PHILLIP MD ET AL (Director, CEO & Chairman, 10% Owner)
Reporting Person: Frost Gamma Investments Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-13 Common Stock P 3200 $9.62 Acquired 159899743 Indirect
2016-07-13 Common Stock P 100 $9.625 Acquired 159899843 Indirect
2016-07-13 Common Stock P 3700 $9.63 Acquired 159903543 Indirect
2016-07-13 Common Stock P 2000 $9.64 Acquired 159905543 Indirect
2016-07-13 Common Stock P 1000 $9.65 Acquired 159906543 Indirect
2016-07-13 Common Stock P 1000 $9.66 Acquired 159907543 Indirect
2016-07-13 Common Stock P 2800 $9.67 Acquired 159910343 Indirect
2016-07-13 Common Stock P 1000 $9.70 Acquired 159911343 Indirect
2016-07-13 Common Stock P 200 $9.705 Acquired 159911543 Indirect
2016-07-13 Common Stock P 800 $9.71 Acquired 159912343 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3068951 Direct
Common Stock 20091062 Indirect

Footnotes

F1: The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.