Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

OPKO HEALTH, INC. Director's Dealing 2014

Feb 18, 2014

32111_dirs_2014-02-18_9a0f35aa-6661-4cca-810c-416ca29a9d1f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Opko Health, Inc. (OPK)
CIK: 0000944809
Period of Report: 2014-02-14

Reporting Person: FROST PHILLIP MD ET AL (Director, CEO & Chairman, 10% Owner)
Reporting Person: Frost Gamma Investments Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-14 Common Stock P 200 $8.529 Acquired 139197659 Indirect
2014-02-14 Common Stock P 1500 $8.5299 Acquired 139199159 Indirect
2014-02-14 Common Stock P 2300 $8.53 Acquired 139201459 Indirect
2014-02-14 Common Stock P 100 $8.6075 Acquired 139201559 Indirect
2014-02-14 Common Stock P 100 $8.609 Acquired 139201659 Indirect
2014-02-14 Common Stock P 1700 $8.61 Acquired 139203359 Indirect
2014-02-14 Common Stock P 200 $8.6199 Acquired 139203559 Indirect
2014-02-14 Common Stock P 900 $8.62 Acquired 139204459 Indirect
2014-02-14 Common Stock P 900 $8.66 Acquired 139205359 Indirect
2014-02-14 Common Stock P 1300 $8.67 Acquired 139206659 Indirect
2014-02-14 Common Stock P 3200 $8.68 Acquired 139209859 Indirect
2014-02-14 Common Stock P 1600 $8.69 Acquired 139211459 Indirect
2014-02-14 Common Stock P 2400 $8.71 Acquired 139213859 Indirect
2014-02-14 Common Stock P 2700 $8.72 Acquired 139216559 Indirect
2014-02-14 Common Stock P 1400 $8.73 Acquired 139217959 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1987500 Direct
Common Stock 15490546 Indirect

Footnotes

F1: The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.