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ONTO INNOVATION INC. — Director's Dealing 2021
Sep 8, 2021
30874_dirs_2021-09-08_13685c69-aea4-48c5-bef8-b7d3202fabc8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONTO INNOVATION INC. (ONTO)
CIK: 0000704532
Period of Report: 2021-09-06
Reporting Person: Kocher Rollin (Sr VP, Field Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-06 | Common Stock | D | 4802 | $0.0 | Disposed | 44106 | Direct |
| 2021-09-06 | Common Stock | D | 4551 | $0.0 | Disposed | 39555 | Direct |
| 2021-09-06 | Common Stock | D | 1415 | $0.0 | Disposed | 38140 | Direct |
| 2021-09-06 | Common Stock | D | 4244 | $0.0 | Disposed | 33896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-06 | Performance Stock Unit | $ | D | 3414 | Disposed | 2022-02-07 | Common Stock (3414) | Direct |
| 2021-09-06 | Performance Stock Unit | $ | D | 3413 | Disposed | 2023-02-07 | Common Stock (3413) | Direct |
| 2021-09-06 | Performance Stock Unit | $ | D | 2401 | Disposed | 2023-02-08 | Common Stock (2401) | Direct |
| 2021-09-06 | Performance Stock Unit | $ | D | 2400 | Disposed | 2024-02-08 | Common Stock (2400) | Direct |
Footnotes
F1: This exit Form 4 is filed solely to report that, effective September 6, 2021, the reporting person is no longer an 'officer' of Onto Innovation Inc. within the meaning of Rule 16a-1.
F2: Includes 391 shares purchased on June 30, 2021 pursuant to the Issuer's Employee Stock Purchase Plan
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