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ONTO INNOVATION INC. — Director's Dealing 2016
Oct 19, 2016
30874_dirs_2016-10-18_2bb70ce5-f12c-476f-ad48-8b992aeaceaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOMETRICS INC (NANO)
CIK: 0000704532
Period of Report: 2016-10-17
Reporting Person: Heidrich Kevin (Senior VP, Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-17 | Common Stock | M | 7000 | $10.46 | Acquired | 50502 | Direct |
| 2016-10-17 | Common Stock | S | 7000 | $19.72 | Disposed | 43502 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-17 | Non-Qualified Stock Option (Right to Buy) | $10.46 | M | 7000 | Disposed | 2017-04-19 | Common Stock (7000) | Direct |
Footnotes
F1: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.
F2: Includes 1,037 shares acquired pursuant to the Issuer's Amended and Restated 2003 Employee Stock Purchase Plan on June 30, 2016.
F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.57 to $19.80. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Fully vested.