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ONTO INNOVATION INC. — Director's Dealing 2014
Feb 20, 2014
30874_dirs_2014-02-19_4fb407aa-10fa-4b0e-92f9-4297f128d1fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOMETRICS INC (NANO)
CIK: 0000704532
Period of Report: 2014-02-14
Reporting Person: Crawford Bruce A (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | S | 14686 | $18.63 | Disposed | 42525 | Direct |
| 2014-02-17 | Common Stock | F | 1388 | $18.70 | Disposed | 41137 | Direct |
| 2014-02-18 | Common Stock | M | 1667 | $1.17 | Acquired | 42804 | Direct |
| 2014-02-18 | Common Stock | M | 3443 | $7.50 | Acquired | 46247 | Direct |
| 2014-02-18 | Common Stock | M | 12500 | $13.08 | Acquired | 58747 | Direct |
| 2014-02-18 | Common Stock | M | 795 | $11.37 | Acquired | 59542 | Direct |
| 2014-02-18 | Common Stock | S | 26278 | $18.52 | Disposed | 33264 | Direct |
| 2014-02-19 | Common Stock | M | 560 | $11.37 | Acquired | 33824 | Direct |
| 2014-02-19 | Common Stock | M | 3333 | $15.85 | Acquired | 37157 | Direct |
| 2014-02-19 | Common Stock | S | 3893 | $18.42 | Disposed | 33264 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-18 | Non-Qualified Stock Option (Right to Buy) | $1.17 | M | 1667 | Disposed | 2016-02-25 | Common Stock (1667) | Direct |
| 2014-02-18 | Non-Qualified Stock Option (Right to Buy) | $7.50 | M | 3443 | Disposed | 2016-09-03 | Common Stock (3443) | Direct |
| 2014-02-18 | Non-Qualified Stock Option (Right to Buy) | $13.08 | M | 12500 | Disposed | 2016-11-17 | Common Stock (12500) | Direct |
| 2014-02-18 | Non-Qualified Stock Option (Right to Buy) | $11.37 | M | 795 | Disposed | 2017-11-15 | Common Stock (795) | Direct |
| 2014-02-19 | Non-Qualified Stock Option (Right to Buy) | $11.37 | M | 560 | Disposed | 2017-11-15 | Common Stock (560) | Direct |
| 2014-02-19 | Non-Qualified Stock Option (Right to Buy) | $15.85 | M | 3333 | Disposed | 2020-03-12 | Common Stock (3333) | Direct |
Footnotes
F1: Transaction pursuant to Rule 10b5-1 Plan adopted December 13, 2013.
F2: Represents weighted average sales price. The shares were sold at prices ranging from $18.45 to $18.84. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Represents weighted average sales price. The shares were sold at prices ranging from $18.40 to $18.70. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Represents weighted average sales price. The shares were sold at prices ranging from $18.28 to $18.58. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009).
F6: One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
F7: One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009).
F8: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010).
F9: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010).
F10: One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (March 12, 2013).