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ONTO INNOVATION INC. — Director's Dealing 2012
Mar 5, 2012
30874_dirs_2012-03-05_9a3d12c0-e2ce-4344-b160-4488b0730461.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOMETRICS INC (NANO)
CIK: 0000704532
Period of Report: 2012-03-01
Reporting Person: Stultz Timothy J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-01 | Common Stock | M | 3333 | $.98 | Acquired | 81320 | Direct |
| 2012-03-01 | Common Stock | M | 6667 | $7.35 | Acquired | 87987 | Direct |
| 2012-03-01 | Common Stock | M | 2917 | $11.37 | Acquired | 90904 | Direct |
| 2012-03-01 | Common Stock | M | 2083 | $13.08 | Acquired | 92987 | Direct |
| 2012-03-01 | Common Stock | S | 15000 | $18.1758 | Disposed | 77987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-01 | Non-Qualified Stock Option (right to buy) | $.98 | M | 3333 | Disposed | 2015-11-19 | Common Stock (3333) | Direct |
| 2012-03-01 | Non-Qualified Stock Option (right to buy) | $7.35 | M | 6667 | Disposed | 2014-08-29 | Common Stock (6667) | Direct |
| 2012-03-01 | Non-Qualified Stock Option (right to buy) | $11.37 | M | 2917 | Disposed | 2017-11-16 | Common Stock (2917) | Direct |
| 2012-03-01 | Non-Qualified Stock Option (right to buy) | $13.08 | M | 2083 | Disposed | 2016-11-17 | Common Stock (2083) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2009.
F2: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.00 to $18.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: One thirty-sixth (1/36th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008)
F4: One-third (1/3rd) of the shares vest on August 29, 2008 and one thirty-sixth (1/36th) of the shares vest monthly thereafter.
F5: One forty-eighth (1/48th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010).
F6: One thirty-sixth (1/36th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009).