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ONTO INNOVATION INC. — Director's Dealing 2011
Jun 29, 2011
30874_dirs_2011-06-29_f8c663f7-dc96-411f-8d9d-2d8dd5693c1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOMETRICS INC (NANO)
CIK: 0000704532
Period of Report: 2011-06-28
Reporting Person: Crawford Bruce A (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-28 | Common Stock | M | 229 | $7.50 | Acquired | 40794 | Direct |
| 2011-06-28 | Common Stock | M | 695 | $13.08 | Acquired | 41489 | Direct |
| 2011-06-28 | Common Stock | S | 924 | $18.32 | Disposed | 40565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-28 | Non-Qualified Stock Option (right to buy) | $7.50 | M | 229 | Disposed | 2016-09-03 | Common Stock (229) | Direct |
| 2011-06-28 | Non-Qualified Stock Option (right to buy) | $13.08 | M | 695 | Disposed | 2016-11-17 | Common Stock (695) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010, and amended on September 10, 2010.
F2: One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
F3: One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009).