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ONTO INNOVATION INC. — Director's Dealing 2011
May 25, 2011
30874_dirs_2011-05-25_f42e3691-f63e-481f-b3df-ae235681e1f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NANOMETRICS INC (NANO)
CIK: 0000704532
Period of Report: 2011-05-23
Reporting Person: OLDHAM WILLIAM G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-23 | Common Stock | M | 2500 | $9.93 | Acquired | 10330 | Direct |
| 2011-05-23 | Common Stock | M | 1666 | $7.28 | Acquired | 11996 | Direct |
| 2011-05-23 | Common Stock | M | 1666 | $5.69 | Acquired | 13662 | Direct |
| 2011-05-23 | Common Stock | M | 1666 | $1.88 | Acquired | 15328 | Direct |
| 2011-05-23 | Common Stock | S | 7498 | $15.1202 | Disposed | 7830 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-23 | Non-Qualified Stock Option (right to buy) | $9.93 | M | 2500 | Disposed | 2013-01-02 | Common Stock (2500) | Direct |
| 2011-05-23 | Non-Qualified Stock Option (right to buy) | $7.28 | M | 1666 | Disposed | 2013-04-01 | Common Stock (1666) | Direct |
| 2011-05-23 | Non-Qualified Stock Option (right to buy) | $5.69 | M | 1666 | Disposed | 2013-07-01 | Common Stock (1666) | Direct |
| 2011-05-23 | Non-Qualified Stock Option (right to buy) | $1.88 | M | 1666 | Disposed | 2013-10-02 | Common Stock (1666) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2011.
F2: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.10 to $15.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The option became exercisable in three equal annual installments beginning on January 2, 2009.
F4: The option became exercisable in three equal annual installments beginning on April 1, 2009.
F5: The option became exercisable in three equal annual installments beginning on July 1, 2009.
F6: The option became exercisable in three equal annual installments beginning on October 2, 2009.