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ONITY GROUP INC. — Director's Dealing 2024
Apr 5, 2024
33237_dirs_2024-04-05_28e6437d-40ee-4bc5-aefd-a02cba0bea7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2024-04-03
Reporting Person: Wade Aaron D (EVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-03 | Common Stock | M | 1753 | — | Acquired | 3475 | Direct |
| 2024-04-03 | Common Stock | F | 888 | $24.84 | Disposed | 2587 | Direct |
| 2024-04-05 | Common Stock | M | 1537 | — | Acquired | 4124 | Direct |
| 2024-04-05 | Common Stock | F | 779 | $25.59 | Disposed | 3345 | Direct |
| 2024-04-05 | Common Stock | M | 1880 | — | Acquired | 5225 | Direct |
| 2024-04-05 | Common Stock | F | 953 | $25.59 | Disposed | 4272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-03 | Restricted Stock Units | $ | M | 1753 | Disposed | Common Stock (1753) | Direct | |
| 2024-04-05 | Restricted Stock Units | $ | M | 1537 | Disposed | Common Stock (1537) | Direct | |
| 2024-04-05 | Restricted Stock Units | $ | M | 1880 | Disposed | Common Stock (1880) | Direct |
Footnotes
F1: On April 3, 2023, the reporting person was granted 5,259 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On April 5, 2022, the reporting person was granted 4,610 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.
F4: Not applicable.
F5: On April 5, 2022, the reporting person was granted 5,641 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.