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ONITY GROUP INC. Director's Dealing 2023

Apr 7, 2023

33237_dirs_2023-04-07_b24c0422-c202-4d7c-b44f-1d50560bd47e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2023-04-05

Reporting Person: Wade Aaron D (EVP, Chief Investment Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-04-05 Common Stock M 1536 Acquired 1536 Direct
2023-04-05 Common Stock F 762 $27.26 Disposed 774 Direct
2023-04-05 Common Stock M 1880 Acquired 2654 Direct
2023-04-05 Common Stock F 932 $27.26 Disposed 1722 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-04-05 Restricted Stock Units $ M 1536 Disposed Common Stock (1536) Direct
2023-04-05 Restricted Stock Units $ M 1880 Disposed Common Stock (1880) Direct

Footnotes

F1: On April 5, 2022, the reporting person was granted 4,610 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions. Each restricted stock unit represents a contingent right to receive one share of OCN common stock on the vesting date.

F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

F3: On April 5, 2022, the reporting person was granted 5,641 restricted stock units scheduled to vest in three approximately equal annual installments on the first, second, and third anniversaries of grant, subject to the reporting person's continued employment and certain other conditions.

F4: Not applicable.