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ONITY GROUP INC. — Director's Dealing 2021
Apr 12, 2021
33237_dirs_2021-04-12_4e1f218f-d7fa-4445-a65d-67fd2f2f2020.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2021-04-11
Reporting Person: Messina Glen A. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-11 | Common Stock | M | 12562 | — | Acquired | 76717 | Direct |
| 2021-04-11 | Common Stock | F | 5821 | $27.89 | Disposed | 70896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-11 | Restricted Stock Units | $ | M | 12562 | Disposed | Common Stock (12562) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock on the applicable vesting date.
F2: Includes 20,554 shares held jointly with spouse.
F3: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F4: On April 11, 2019, the reporting person was granted 37,688 restricted stock units scheduled to vest in three equal annual installments on the first, second and third anniversaries of grant. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.
F5: Not applicable.