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ONITY GROUP INC. — Director's Dealing 2021
Nov 17, 2021
33237_dirs_2021-11-16_0342672d-f8e7-4d06-bf6c-14919bd51916.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2021-11-15
Reporting Person: Britti John V. (EVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 6976 | — | Acquired | 18751 | Direct |
| 2021-11-15 | Common Stock | F | 3146 | $34.21 | Disposed | 15605 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | M | 6976 | Disposed | Common Stock (6976) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.
F2: Shares withheld pursuant to terms of the award to cover tax withholding obligations.
F3: On November 15, 2018 the reporting person was granted 11,627 restricted stock units scheduled to vest in annual installments of 2,325, 2,326 and 6,976, commencing November 15, 2019, subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.
F4: The Restricted Stock Units have no expiration date.