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ONITY GROUP INC. — Director's Dealing 2018
Jan 11, 2018
33237_dirs_2018-01-11_7fc01cff-0f84-4d83-b8d4-c2765210f348.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2018-01-09
Reporting Person: ERBEY WILLIAM C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-09 | Common Stock | X | 36300 | $2.5 | Disposed | 8984052 | Indirect |
| 2018-01-11 | Common Stock | X | 5000 | $2.5 | Disposed | 8979052 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-09 | Call Options (obligation to sell) | $2.5 | X | 363 | Disposed | 2018-01-19 | Common Stock (36300) | Indirect |
| 2018-01-11 | Call Options (obligation to sell) | $2.5 | X | 50 | Disposed | 2018-01-19 | Common Stock (5000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69805 | Direct |
| Common Stock | 7849704 | Indirect |
Footnotes
F1: On January 9, 2018, call options previously written by Tribue Limited Partnership were exercised.
F2: On January 11, 2018, call options previously written by Tribue Limited Partnership were exercised.
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