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ONITY GROUP INC. — Director's Dealing 2017
Jan 9, 2017
33237_dirs_2017-01-09_5d445168-4acb-499f-9319-fdf1e1f83f73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2017-01-05
Reporting Person: ERBEY WILLIAM C (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-05 | Common Stock | X | 1000 | $3.5 | Disposed | 9013852 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-05 | Call Options (obligation to sell) | $3.50 | X | 10 | Disposed | 2017-01-20 | Common Stock (1000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69805 | Direct |
| Common Stock | 7849704 | Indirect |
| Common Stock | 1000000 | Indirect |
Footnotes
F1: On January 5, 2017, call options previously written by Tribue Limited Partnership were exercised.
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