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ONITY GROUP INC. — Director's Dealing 2015
Aug 5, 2015
33237_dirs_2015-08-05_11d4eaf3-5588-45b3-94ba-35bdd384a885.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2015-08-03
Reporting Person: Devaney John (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1657010 | Direct |
| Common Stock | 3230155 | Indirect |
| Common Stock | 5043691 | Indirect |
| Common Stock | 2308156 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Call Option (right to buy) | $12.50 | 2016-01-15 | Common Stock, par value $0.01 (124000) | Indirect | |
| Call Option (right to buy) | $15.00 | 2017-01-20 | Common Stock, par value $0.01 (175000) | Indirect |
Footnotes
F1: The reported securities are owned directly by D. John Devaney ("Devaney") in personal accounts and retirement accounts.
F2: The reported securities are owned indirectly by Devaney. Devaney controls United Capital Markets Holdings, Inc. ("UCMHI"), which is the parent of United Aviations Holdings, Inc., the entity that owns 3,230,155 shares of the issuer's common stock.
F3: The reported securities are owned indirectly by Devaney. Devaney controls UCMHI which is the parent of United Capital Markets, Inc. ("UCMI"), the entity that owns 5,043,691 shares of the issuer's common stock.
F4: The reported securities are owned indirectly by Devaney. Devaney controls United Real Estate Ventures, Inc. ("UREVI"), the entity that owns 2,308,156 shares of the issuer's common stock.
F5: These options are exercisable at any time prior to their expiration.
F6: These options are represented by 1,240 call option contracts, each representing a right to purchase 100 shares of the issuer's common stock at a price of $12.50 per share.
F7: The reported securities are owned indirectly by Devaney through UREVI.
F8: These options are represented by 1,750 call option contracts, each representing a right to purchase 100 shares of the issuer's common stock at a price of $15.00 per share.
F9: The reported securities are owned indirectly by Devaney through UCMI.