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ONITY GROUP INC. — Director's Dealing 2014
Jan 30, 2014
33237_dirs_2014-01-30_b3bea2ab-5b95-45f4-a9a2-2f7de7c259b3.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2013-12-31
Reporting Person: Britti John V. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-05 | Common Stock | A | 1436.0000 | $0.0000 | Acquired | 19436.0000 | Direct |
| 2012-09-05 | Common Stock | F | 466.0000 | $26.1300 | Disposed | 18970.0000 | Direct |
| 2012-10-24 | Common Stock | A | 500.0000 | $0.0000 | Acquired | 19470.0000 | Direct |
| 2012-10-24 | Common Stock | F | 163.0000 | $37.5700 | Disposed | 19307.0000 | Direct |
| 2012-11-29 | Common Stock | A | 527.0000 | $0.0000 | Acquired | 19834.0000 | Direct |
| 2012-11-29 | Common Stock | F | 2119.0000 | $35.5800 | Disposed | 17715.0000 | Direct |
| 2013-09-05 | Common Stock | A | 703.0000 | $0.0000 | Acquired | 18418.0000 | Direct |
| 2013-09-05 | Common Stock | F | 235.0000 | $53.3700 | Disposed | 18183.0000 | Direct |
| 2013-10-24 | Common Stock | A | 324.0000 | $0.0000 | Acquired | 18507.0000 | Direct |
| 2013-10-24 | Common Stock | F | 109.0000 | $58.0100 | Disposed | 18398.0000 | Direct |
| 2013-11-29 | Common Stock | A | 332.0000 | $0.0000 | Acquired | 18730.0000 | Direct |
| 2013-11-29 | Common Stock | F | 2112.0000 | $56.5100 | Disposed | 16618.0000 | Direct |
Footnotes
F1: Reflects the number of shares issued upon vesting of one-fourth of a $150,000 cash-denominated, performance-based restricted stock award granted on March 5, 2012. The award vests in four equal annual increments of $37,500 commencing on the date as of which the share price equals or exceeds $26.34 with a 20% or greater annualized rate of return in the stock price measured from the date of grant, which vesting began on September 5, 2012.
F2: Reflects the number of shares issued upon vesting of one-fourth of a $75,000 cash-denominated, performance-based restricted stock award granted on March 5, 2012. The award vests in four equal annual increments of $18,750 commencing on the date as of which the share price equals or exceeds $39.51 with a 25% or greater annualized rate of return in the stock price measured from the date of grant, which vesting began on October 24, 2012.
F3: Reflects the number of shares issued upon vesting of one-fourth of a $75,000 cash-denominated restricted stock award granted on March 5, 2012. The award vests in four equal annual increments of $18,750 commencing on November 29, 2012.