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ONITY GROUP INC. — Director's Dealing 2013
Nov 7, 2013
33237_dirs_2013-11-07_548ddc3d-f28c-4491-bafb-596d5fe109ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCWEN FINANCIAL CORP (OCN)
CIK: 0000873860
Period of Report: 2013-11-05
Reporting Person: ERBEY WILLIAM C (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Common Stock | M | 50943.0000 | $6.4652 | Acquired | 9971259.0000 | Indirect |
| 2013-11-05 | Common Stock | M | 12736.0000 | $3.7237 | Acquired | 9983995.0000 | Indirect |
| 2013-11-05 | Common Stock | F | 11015.0000 | $51.7200 | Disposed | 9972980.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | Stock Options | $3.7237 | M | 12736.0000 | Disposed | 2014-01-31 | Common Stock (12736.0000) | Indirect |
| 2013-11-05 | Stock Options | $6.4652 | M | 50943.0000 | Disposed | 2014-01-31 | Common Stock (50943.0000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2440000.0000 | Indirect |
| Common Stock | 5409704.0000 | Indirect |
Footnotes
F1: Exercise price reflects an adjustment in connection with the 2009 Altisource spin-off.
F2: On August 28, 2013, 51,278 shares previously owned directly were contributed to Salt Pond Holdings, LLC, and 9,869,038 shares previously held by FF Plaza Limited Partnership were contributedto Salt Pond Holdings, LLC.
F3: One-fifth of the options became exercisable immediately upon grant on January 31, 2004, and one-fifth of the options became exercisable after the commencement of each of the second, third, fourth and fifth years of the term of the options.