OneWater Marine Inc. — Director's Dealing 2021

Jun 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OneWater Marine Inc. (ONEW)
CIK: 0001772921
Period of Report: 2020-12-10

Reporting Person: AISQUITH ANTHONY M (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Class A common stock, par value $0.01	S	948	$20.84	Disposed	577	Indirect
2021-06-01	Class B common stock, par value $0.01	G	693423	—	Disposed	0	Direct
2021-06-01	Class B common stock, par value $0.01	G	693423	—	Acquired	693423	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-01	One Water Marine Holdings, LLC common unit	$	G	693423	Disposed		Class A common stock, par value $0.01 (693423)	Direct
2021-06-01	One Water Marine Holdings, LLC common unit	$	G	693423	Acquired		Class A common stock, par value $0.01 (693423)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A common stock, par value $0.01	78119	Direct

Footnotes

F1: This Form 4 is being filed to report a transaction that occurred while the Reporting Person served as a manager of a limited liability limited partnership and reports such transaction to the extent of the Reporting Person's pecuniary interest therein. The Reporting Person later ceased being a manager of such LLLP, no longer has voting or investment control over such shares, and will not report his indirect beneficial ownership of such LLLP shares in future filings.

F2: The Reporting Person gifted these shares to a limited partnership of which the Reporting Person is the sole limited partner and the Reporting Person and his spouse are the sole stockholders of the general partner.

F3: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock of OneWater Marine Inc. and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.