AI assistant
OneWater Marine Inc. — Director's Dealing 2021
Jun 30, 2021
33428_dirs_2021-06-30_432097d0-9177-4a83-bda9-2ee11363fd20.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OneWater Marine Inc. (ONEW)
CIK: 0001772921
Period of Report: 2021-06-30
Reporting Person: AISQUITH ANTHONY M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-30 | Class B common stock, par value $0.01 | C | 693423 | — | Disposed | 0 | Indirect |
| 2021-06-30 | Class A common stock, par value $0.01 | C | 693423 | — | Acquired | 693423 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-30 | One Water Marine Holdings, LLC common unit | $ | C | 693423 | Disposed | Class A common stock, par value $0.01 (693423) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock, par value $0.01 | 78119 | Direct |
Footnotes
F1: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock of OneWater Marine Inc. ("OneWater Inc.") and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
F2: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.