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OneWater Marine Inc. Director's Dealing 2021

Sep 10, 2021

33428_dirs_2021-09-10_1920b4c1-5018-4826-b1d9-78d020ef6494.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OneWater Marine Inc. (ONEW)
CIK: 0001772921
Period of Report: 2021-03-25

Reporting Person: Singleton Philip Austin Jr. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-25 Class B common stock, par value $0.01 J 37029 Disposed 477344 Indirect
2021-03-25 Class B common stock, par value $0.01 J 37029 Acquired 37029 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-25 One Water Marine Holdings, LLC common unit $ J 37029 Disposed Class A common stock, par value $0.01 (37029) Indirect
2021-03-25 One Water Marine Holdings, LLC common unit $ J 37029 Acquired Class A common stock, par value $0.01 (37029) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A common stock, par value $0.01 134027 Indirect
Class A common stock, par value $0.01 91003 Direct
Class B common stock, par value $0.01 345678 Indirect
Class B common stock, par value $0.01 476261 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
One Water Marine Holdings, LLC common unit $ Class A common stock, par value $0.01 (345678) 345678 Indirect
One Water Marine Holdings, LLC common unit $ Class A common stock, par value $0.01 (476261) 476261 Indirect

Footnotes

F1: On March 25, 2021, Auburn OWMH, LLLP distributed Common Units of One Water Marine Holdings, LLC ("OneWater LLC") and Class B common stock of OneWater Marine Inc. to the Reporting Person.

F2: At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock of OneWater Marine Inc. and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F3: The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.