OneWater Marine Inc. — Director's Dealing 2021

Oct 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OneWater Marine Inc. (ONEW)
CIK: 0001772921
Period of Report: 2021-09-30

Reporting Person: Singleton Philip Austin Jr. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-30	Class B common stock, par value $0.01	C	477334	—	Disposed	0	Indirect
2021-09-30	Class A common stock, par value $0.01	C	477334	—	Acquired	611371	Indirect
2021-09-30	Class B common stock, par value $0.01	C	345678	—	Disposed	0	Indirect
2021-09-30	Class A common stock, par value $0.01	C	345678	—	Acquired	345678	Indirect
2021-09-30	Class B common stock, par value $0.01	C	476261	—	Disposed	0	Indirect
2021-09-30	Class A common stock, par value $0.01	C	476261	—	Acquired	476261	Indirect
2021-09-30	Class B common stock, par value $0.01	C	37029	—	Disposed	0	Direct
2021-09-30	Class A common stock, par value $0.01	C	37029	—	Acquired	128032	Direct
2021-09-30	Class A common stock, par value $0.01	F	2148	$41	Disposed	125884	Direct
2021-10-01	Class A common stock, par value $0.01	F	4451	$40.21	Disposed	121433	Direct
2021-10-01	Class A common stock, par value $0.01	A	14922	—	Acquired	136355	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-30	One Water Marine Holdings, LLC common unit	$	C	477344	Disposed		Class A common stock, par value $0.01 (477344)	Indirect
2021-09-30	One Water Marine Holdings, LLC common unit	$	C	345678	Disposed		Class A common stock, par value $0.01 (345678)	Indirect
2021-09-30	One Water Marine Holdings, LLC common unit	$	C	476261	Disposed		Class A common stock, par value $0.01 (476261)	Indirect
2021-09-30	One Water Marine Holdings, LLC common unit	$	C	37029	Disposed		Class A common stock, par value $0.01 (37029)	Direct

Footnotes

F1: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F2: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.

F3: Represents shares withheld to cover tax withholding obligations in connection with the vesting of previously reported restricted stock units.

F4: Award of restricted stock units pursuant to the OneWater Marine Inc. 2020 Omnibus Inventive Plan. The award vests in three installments on September 30, 2022, September 30, 2023, and September 30, 2024, subject to continued employment through the applicable vesting date.