Onelife Capital Advisors Ltd — Capital/Financing Update 2021

Oct 13, 2021

ONELIFE CAPITAL ADVISORS LIMITED

CIN: L74140MH2007PLC173660

Regd. Off: Plot No. A 356, Road No. 26, Wagle Industrial Estate, MIDC, Thane (W) - 400604 Thane 400604 Tel no.: 022-25833206; Email id: cs@onelifecapital.in; Web: www.onelifecapital.in

13[th] October, 2021

To BSE Limited National Stock Exchange of India Ltd Department of Corporate Services Exchange Plaza Phiroze Jeejeebhoy Towers Bandra- Kurla Complex Dalal Street, Fort, Bandra, Mumbai- 400 051 Mumbai- 400 001 Scrip Code: 533632 Symbol: ONELIFECAP

Dear Sir/Madam,

Sub: Regulation 30 read with Schedule III of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘Listing Regulations’)

We hereby inform you that the Board of Directors at its Meeting held on Wednesday, 13[th] October, 2021, inter alia, reconsidered and approved, in supersession to the earlier intimation dated 1[st] September, 2021, raising of funds by issue of warrants of the Company to Promoter(s) and NonPromoter(s) Group on a preferential issue basis in accordance with the provisions of the Companies Act, 2013, Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended and such other acts, rules and regulations as may be applicable, subject to approval of the shareholders of the Company in the ensuing Annual General Meeting and other requisite regulatory approvals.

The Relevant Date for the purpose of issue of warrants on preferential basis in accordance with Chapter V of SEBI ICDR Regulations is 11[th] October, 2021.

The information pursuant to Regulation 30 of the SEBI Listing Regulations read with SEBI Circular No. CIR/CFD/CMD/4/2015 dated September 9, 2015 is enclosed as Annexure I to this letter.

Kindly take the above on your record.

Thanking You,

Yours Faithfully,

For Onelife Capital Advisors Limited

Sd/Aditi Mahamunkar Company Secretary & Compliance Officer

Encl: As above

ONELIFE CAPITAL ADVISORS LIMITED

CIN: L74140MH2007PLC173660

Regd. Off: Plot No. A 356, Road No. 26, Wagle Industrial Estate, MIDC, Thane (W) - 400604 Thane 400604 Tel no.: 022-25833206; Email id: cs@onelifecapital.in; Web: www.onelifecapital.in

Annexure I

Details required under Regulation 30 of the SEBI Listing Regulations read with SEBI Circular No. CIR/CFD/CMD/4/2015 dated September 9, 2015:

Particulars		Disclosure	Disclosure	Disclosure	Disclosure	Disclosure	Disclosure
Type of securities proposed to be issued		Warrants convertible into equity shares of face value of Rs. 10 each (“Equity Shares”) of the Company (“Warrants”)
Type of issuance		Preferential issue
Total number of securities proposed to be issued and the total amount for which the securities will be issued		  	Upto 2,00,00,000 Warrants convertible into 2,00,00,000 Equity Shares of the Company of face value of Rs. 10/- each at a premium of Rs. 7.31/- per Equity Share aggregating to Rs. 34,62,00,000/- 1,00,00,000 to Promoter Group 1,00,00,000 to Non-Promoter group
Name, number of the Investors and total for which the securities will be issued		Sr. No.	Name of the investors	Category	Number of Warrants	Value of warrants (in Rs.)
		1.	Mr. Prabhakara Naig	Promoter Group	1,00,00,000	17,31,00,000
		2.	Shree Balajee Enterprises	Non- Promoter Group	30,00,000	5,19,30,000
		3.	Sareen Enterprises	Non- Promoter Group	30,00,000	5,19,30,000
		4.	Atherstone Capital Markets Limited	Non- Promoter Group	10,00,000	1,73,10,000
		5.	Global Focus Fund	Non- Promoter Group	15,00,000	2,59,65,000

ONELIFE CAPITAL ADVISORS LIMITED

CIN: L74140MH2007PLC173660

Regd. Off: Plot No. A 356, Road No. 26, Wagle Industrial Estate, MIDC, Thane (W) - 400604 Thane 400604 Tel no.: 022-25833206; Email id: cs@onelifecapital.in; Web: www.onelifecapital.in

		6	Aspire Emerging Fund	Aspire Emerging Fund	Non- Promoter Group	Non- Promoter Group	15,00,000	15,00,000	2,59,65,000	2,59,65,000
			Total				2,00,00,000		34,62,00,000
		Number of investors: 6
Post allotment of securities – outcome of the subscription, issue price / allotted price, number of investors; In case of convertibles - intimation on conversion of securities or on lapse of the tenure of the instrument		a)outcome of the subscription:
		Name of the investors		Pre-preferential allotment				Post- preferential allotment*
				No.		%		No.		%
		Mr. Prabhakara Naig		69,05,000		51.68		1,69,05,000		50.67
		Shree Balajee Enterprises		NIL		NIL		30,00,000		8.99
		Sareen Enterprises		NIL		NIL		30,00,000		8.99
		Atherstone Capital Markets Limited		NIL		NIL		10,00,000		3.00
		Global Focus Fund		NIL		NIL		15,00,000		4.50
		Aspire Emerging Fund		NIL		NIL		15,00,000		4.50

ONELIFE CAPITAL ADVISORS LIMITED

CIN: L74140MH2007PLC173660

Regd. Off: Plot No. A 356, Road No. 26, Wagle Industrial Estate, MIDC, Thane (W) - 400604 Thane 400604 Tel no.: 022-25833206; Email id: cs@onelifecapital.in; Web: www.onelifecapital.in

Price is determined in terms of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018. c) Warrant would be allotted only upon payment of 25% of the price of warrant at the time of allotment. d) Each warrant is convertible into 1 Equity Share and the conversion can be exercised at any time within a period of 18 months from the date of allotment, in one or more tranches, as the case may be and on such other terms and conditions as applicable. e) Option for conversion of warrants will be available upon payment of full price of warrant before such exercise of option. f) Promoters to fully exercise warrants only when they are eligible as per SAST regulations.