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ONE STOP SYSTEMS, INC. — Director's Dealing 2025
May 27, 2025
34051_dirs_2025-05-27_f0e14f51-d9ec-4aa2-8619-a6c7c9b2e7a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2025-05-21
Reporting Person: Dumont Michael J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-05-21 | Common Stock | F | 21000 | — | Acquired | 21000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 86849 | Indirect |
Footnotes
F1: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3: These shares are owned directly by The Michael J. Dumont Living Trust, dated September 29, 2021 (the "Trust"), of which the Reporting Person is trustee and the sole beneficiary.