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ONE STOP SYSTEMS, INC. — Director's Dealing 2024
Jan 30, 2024
34051_dirs_2024-01-30_26efaf8b-d7fd-48da-bc2d-d22ae3c185f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-01-29
Reporting Person: Ison James (CPO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-29 | Common Stock | M | 7222 | $1.08 | Acquired | 169660 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-29 | Employee Stock Option (right to buy) | $1.08 | M | 7222 | Disposed | 2026-04-01 | Common Stock (7222) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106500 | Direct |
Footnotes
F1: These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
F2: Includes 106,500 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3: The option is fully vested.
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