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ONE STOP SYSTEMS, INC. Director's Dealing 2024

Jan 30, 2024

34051_dirs_2024-01-30_26efaf8b-d7fd-48da-bc2d-d22ae3c185f5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-01-29

Reporting Person: Ison James (CPO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-29 Common Stock M 7222 $1.08 Acquired 169660 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-01-29 Employee Stock Option (right to buy) $1.08 M 7222 Disposed 2026-04-01 Common Stock (7222) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 106500 Direct

Footnotes

F1: These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F2: Includes 106,500 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

F3: The option is fully vested.