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ONE STOP SYSTEMS, INC. Director's Dealing 2024

Feb 7, 2024

34051_dirs_2024-02-07_37899b56-8143-43ac-8943-6eaf52c7a0c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-02-05

Reporting Person: Ison James (CPO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-05 Common Stock F 3766 $2.01 Disposed 102734 Direct
2024-02-05 Common Stock G 5567 $0.00 Disposed 97167 Direct
2024-02-05 Common Stock G 5567 $0.00 Acquired 175227 Indirect

Footnotes

F1: The Reporting Person forfeited 3,766 shares of common stock upon conversion of 9,333 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on February 7, 2022.

F2: Includes 97,167 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

F3: On February 5, 2024, the Reporting Person transferred 5,567 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.

F4: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.