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ONE STOP SYSTEMS, INC. — Director's Dealing 2024
Jun 18, 2024
34051_dirs_2024-06-18_96243409-9354-4055-8927-7e4f998d5879.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-06-17
Reporting Person: KNOWLES MICHAEL (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-17 | Common Stock | F | 38050 | $2.18 | Disposed | 363080 | Direct |
Footnotes
F1: The Reporting Person forfeited 38,050 shares of common stock upon conversion of 100,000 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on June 6, 2023.
F2: Includes 300,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.