AI assistant
ONE STOP SYSTEMS, INC. — Director's Dealing 2024
Jul 3, 2024
34051_dirs_2024-07-03_200854ec-f751-40ab-95f1-ef2c39dfd03d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-07-01
Reporting Person: Dumont Michael J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Common Stock | A | 21000 | — | Acquired | 21000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65849 | Indirect |
Footnotes
F1: Represents 21,000 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3: These shares are owned directly by The Michael J. Dumont Living Trust, dated September 29, 2021 (the "Trust"), of which the Reporting Person is trustee and the sole beneficiary.