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ONE STOP SYSTEMS, INC. — Director's Dealing 2024
Jul 3, 2024
34051_dirs_2024-07-03_cfd044cf-3a56-404d-bd3b-5c5622173165.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-07-01
Reporting Person: Ison James (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-01 | Common Stock | A | 44300 | — | Acquired | 113634 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 192352 | Indirect |
Footnotes
F1: Represents 44,300 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), which restricted stock units are subject to vesting conditions.
F2: Includes 113,634 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3: These shares are owned directly by the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.