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ONE STOP SYSTEMS, INC. — Director's Dealing 2024
Jul 11, 2024
34051_dirs_2024-07-11_337ce1e8-255f-43c2-a731-3d4453b33eb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-07-09
Reporting Person: POTASHNER KENNETH F (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-09 | Common Stock | M | 40000 | $0.46 | Acquired | 398601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-09 | Employee Stock Option (right to buy) | $0.46 | M | 40000 | Disposed | 2024-07-15 | Common Stock (40000) | Direct |
Footnotes
F1: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F2: The option is fully vested.
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