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ONE STOP SYSTEMS, INC. — Director's Dealing 2024
Aug 15, 2024
34051_dirs_2024-08-15_fa63f504-bb6f-4f4c-9f33-81fa896d1ebc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2024-08-13
Reporting Person: Manko Joseph M. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-13 | Common Stock | P | 50000 | $1.94 | Acquired | 1149899 | Indirect |
| 2024-08-14 | Common Stock | P | 25000 | $1.99 | Acquired | 1174899 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21000 | Direct |
Footnotes
F1: The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F2: Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.