ONE STOP SYSTEMS, INC. — Director's Dealing 2023

Feb 7, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2023-02-03

Reporting Person: Ison James (Chief Sales/Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-03	Common Stock	M	18261	$0.46	Acquired	116099	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-03	Employee Stock Option (right to buy)	$0.46	M	18261	Disposed	2024-07-15	Common Stock (18261)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	76834	Direct

Footnotes

F1: These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.

F2: Includes 76,834 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.

F3: The option is fully vested.