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ONE STOP SYSTEMS, INC. Director's Dealing 2023

Feb 10, 2023

34051_dirs_2023-02-10_c116eff6-b400-4857-8345-14c5df1fbef6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2023-02-08

Reporting Person: RAUN DAVID (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-08 Common Stock F 24757 $3.50 Disposed 403645 Direct

Footnotes

F1: The Reporting Person forfeited 24,757 shares of common stock upon conversion of 67,000 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 21, 2022.

F2: Includes 134,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.