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ONE STOP SYSTEMS, INC. — Director's Dealing 2023
Mar 20, 2023
34051_dirs_2023-03-20_5656502d-fb55-493a-aead-122050accf6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2023-03-16
Reporting Person: Ison James (CPO, CM&SO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-16 | Common Stock | A | 76000 | $0.00 | Acquired | 134168 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 128767 | Indirect |
Footnotes
F1: Represents 76,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended, in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units are subject to certain vesting conditions.
F2: Consists of 134,168 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions.
F3: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.