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ONE STOP SYSTEMS, INC. — Director's Dealing 2022
Jan 10, 2022
34051_dirs_2022-01-10_d7122f50-3797-4bc2-b04e-251fc8733905.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2022-01-06
Reporting Person: POTASHNER KENNETH F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-06 | Common Stock | M | 25000 | $0.76 | Acquired | 252866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-06 | Employee Stock Option (right to buy) | $0.76 | M | 25000 | Disposed | 2022-01-17 | Common Stock (25000) | Direct |
Footnotes
F1: Includes 8,666 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions
F2: The option is fully vested.
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