ONE STOP SYSTEMS, INC. — Director's Dealing 2022

Mar 21, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2022-03-17

Reporting Person: RAUN DAVID (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-17	Common Stock	A	201000	$0.00	Acquired	391551	Direct

Footnotes

F1: Represents 201,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as President and Chief Executive Officer of the Issuer, which restricted stock units are subject to the following vesting conditions: 1/3 of the RSUs will vest on February 4, 2023, and the remaining RSUs shall vest in four equal installments, commencing six months after February 4, 2023, and every six months thereafter until fully vested, provided that reporting person is still employed on each such vesting date.

F2: Includes 201,000 unvested restricted stock units held by the Reporting Person, which remain subject to those vesting conditions set forth in Footnote 1 to this Form 4.