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ONE STOP SYSTEMS, INC. — Director's Dealing 2022
Mar 21, 2022
34051_dirs_2022-03-21_de653b67-5090-4ec0-b3bd-19223721c671.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2022-03-17
Reporting Person: Harrison Jack (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-17 | Common Stock | A | 13100 | $0.00 | Acquired | 71984 | Direct |
Footnotes
F1: Represents 13,100 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as a director of the Issuer, which restricted stock units are subject to vesting conditions.
F2: Includes 13,100 unvested restricted stock units held by the Reporting Person, which remain subject to certain vesting conditions.
F3: The Reporting Person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma.