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ONE STOP SYSTEMS, INC. — Director's Dealing 2021
Jan 7, 2021
34051_dirs_2021-01-07_b34809bc-32f2-42fe-9d85-08cc97883463.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-01-05
Reporting Person: Ison James (Chief Sales/Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-05 | Common Stock | M | 5263 | $0.76 | Acquired | 28819 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-05 | Employee Stock Option (right to buy) | $0.76 | M | 5263 | Disposed | 2022-09-30 | Common Stock (5263) | Direct |
Footnotes
F1: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.
F2: The option is fully vested.
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