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ONE STOP SYSTEMS, INC. — Director's Dealing 2021
Feb 17, 2021
34051_dirs_2021-02-17_fe732d5e-bc3c-4b0e-b00a-d8f33819c80b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-02-11
Reporting Person: RAUN DAVID (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | M | 8634 | $0.00 | Acquired | 71544 | Direct |
| 2021-02-11 | Common Stock | M | 10000 | $0.00 | Acquired | 81544 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Restricted Stock Units | $ | M | 8634 | Disposed | Common Stock (8634) | Direct | |
| 2021-02-11 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On August 3, 2020, the reporting person was granted 8,634 fully-vested restricted stock units that settled on February 11, 2021.
F3: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.
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