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ONE STOP SYSTEMS, INC. — Director's Dealing 2021
Feb 17, 2021
34051_dirs_2021-02-17_a4651809-c836-4037-98bb-25aefb048cc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-02-11
Reporting Person: Harrison Jack (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | M | 10000 | $0.00 | Acquired | 30451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC as the sole manager of Jacoma Investments, LLC.
F3: On March 4, 2020, the reporting person was granted 10,000 restricted stock units that vested on February 11, 2021.
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