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ONE STOP SYSTEMS, INC. — Director's Dealing 2021
Jul 26, 2021
34051_dirs_2021-07-26_4b23ec06-a395-4390-ac9b-739b175afe29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-07-22
Reporting Person: Harrison Jack (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-22 | Common Stock | M | 19767 | $2.15 | Acquired | 58884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | Common Stock Purchase Warrant | $2.15 | M | 19767 | Disposed | 2024-04-04 | Common Stock (19767) | Indirect |
Footnotes
F1: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma.
F2: The Common Stock Purchase Warrant was held directly be Jacoma, and indirectly by the reporting person as the sole manager of Jacoma.
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