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ONE STOP SYSTEMS, INC. Director's Dealing 2021

Jul 26, 2021

34051_dirs_2021-07-26_4b23ec06-a395-4390-ac9b-739b175afe29.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-07-22

Reporting Person: Harrison Jack (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-22 Common Stock M 19767 $2.15 Acquired 58884 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-22 Common Stock Purchase Warrant $2.15 M 19767 Disposed 2024-04-04 Common Stock (19767) Indirect

Footnotes

F1: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma.

F2: The Common Stock Purchase Warrant was held directly be Jacoma, and indirectly by the reporting person as the sole manager of Jacoma.