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ONE STOP SYSTEMS, INC. Director's Dealing 2021

Nov 15, 2021

34051_dirs_2021-11-15_dfd364bd-1ec5-4b4c-a0e1-b08e555923d6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-11-12

Reporting Person: Morrison John W Jr. (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-12 Common Stock F 2719 $5.26 Disposed 127743 Direct

Footnotes

F1: The Reporting Person forfeited 2,719 shares of common stock upon conversion of 6,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.