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ONE STOP SYSTEMS, INC. — Director's Dealing 2021
Nov 24, 2021
34051_dirs_2021-11-24_d8eb8e50-4c98-4a32-ae57-be627e22727f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2021-11-22
Reporting Person: POTASHNER KENNETH F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock | M | 50000 | $0.76 | Acquired | 227866 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-22 | Employee Stock Option (right to buy) | $0.76 | M | 50000 | Disposed | 2021-12-06 | Common Stock (50000) | Direct |
Footnotes
F1: The option is fully vested.
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