ONE STOP SYSTEMS, INC. — Director's Dealing 2020

Feb 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2020-02-12

Reporting Person: REARDON JOHN RALPH (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-12	Common Stock	M	7500	—	Acquired	74370	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-12	Restricted Stock Unit	$	M	7500	Disposed		Common Stock (7500)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Held by Reardon Family Trust dated August 31, 2011. Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon.

F3: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant.