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ONE STOP SYSTEMS, INC. — Director's Dealing 2020
Feb 14, 2020
34051_dirs_2020-02-14_19632b0c-2b89-49c8-8996-8d2d14ca35c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2020-02-12
Reporting Person: Harrison Jack (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-12 | Common Stock | M | 7500 | — | Acquired | 15451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-12 | Restricted Stock Unit | $ | M | 7500 | Disposed | Common Stock (7500) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On February 12, 2019, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant.
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