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ONE STOP SYSTEMS, INC. — Director's Dealing 2020
Jul 14, 2020
34051_dirs_2020-07-14_0f51ce9d-c2b3-4845-8b25-3030ed65c48c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2020-07-09
Reporting Person: POTASHNER KENNETH F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-09 | Common Stock | M | 65790 | $0.76 | Acquired | 167530 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-09 | Warrant (Right to Buy) | $0.76 | M | 65790 | Disposed | 2020-07-29 | Common Stock (65790) | Indirect |
Footnotes
F1: Mr. Potashner has sole voting and investment control over Kenco, Inc.
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