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ONE STOP SYSTEMS, INC. — Director's Dealing 2020
Jul 16, 2020
34051_dirs_2020-07-16_ddcface1-059c-455c-bd7e-d334f7e80216.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2020-07-13
Reporting Person: Ison Jim (Chief Sales/Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-13 | Common Stock | F | 748 | $1.95 | Acquired | 19613 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-13 | Restricted Stock Unit | $ | M | 833 | Disposed | Common Stock (833) | Direct |
Footnotes
F1: Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 748 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 85 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on July 10, 2020 of $1.95.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date.