Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ONE STOP SYSTEMS, INC. Director's Dealing 2020

Dec 9, 2020

34051_dirs_2020-12-09_71a2edce-92b0-44f5-863e-234c465ec5c5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2020-12-04

Reporting Person: POTASHNER KENNETH F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-04 Common Stock M 32895 $0.76 Acquired 200425 Direct
2020-12-04 Common Stock M 13158 $0.76 Acquired 213583 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-04 Warrant (Right to Buy) $0.76 M 32895 Disposed 2020-12-31 Common Stock (32895) Indirect
2020-12-04 Warrant (Right to Buy) $0.76 M 13158 Disposed 2020-12-31 Common Stock (13158) Indirect

Footnotes

F1: Mr. Potashner has sole voting and investment control over Kenco, Inc.