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ONE STOP SYSTEMS, INC. — Director's Dealing 2019
Jan 2, 2019
34051_dirs_2019-01-02_62f07a09-fa5c-48d2-a10e-38ad29cfa974.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2018-12-28
Reporting Person: Ison Jim (Vice President of Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-28 | Common Stock | M | 1579 | $0.76 | Acquired | 12252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-28 | Employee Stock Option (right to buy) | $0.76 | M | 1579 | Disposed | 2022-09-30 | Common Stock (1579) | Direct |
Footnotes
F1: The option is fully vested.
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