ONE STOP SYSTEMS, INC. — Director's Dealing 2019

Apr 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2019-04-11

Reporting Person: Ison Jim (VP of Sales and Marketing)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-11	Common Stock	M	1666	—	Acquired	4875	Direct
2019-04-11	Common Stock	F	328	$2.51	Disposed	4547	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-11	Restricted Stock Units	$	M	1666	Acquired		Common Stock (1666)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date.