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ONE STOP SYSTEMS, INC. Director's Dealing 2019

Apr 15, 2019

34051_dirs_2019-04-15_bee0e8b7-f3b2-4194-a236-42a9f99cb84f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2019-04-11

Reporting Person: REARDON JOHN RALPH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-11 Common Stock M 7500 Acquired 113803 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-11 Restricted Stock Units $ M 7500 Disposed Common Stock (7500) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Held by Reardon Family Trust dated August 31, 2011. Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon.

F3: On April 11, 2018, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant.