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ONE STOP SYSTEMS, INC. — Director's Dealing 2019
Apr 15, 2019
34051_dirs_2019-04-15_bee0e8b7-f3b2-4194-a236-42a9f99cb84f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2019-04-11
Reporting Person: REARDON JOHN RALPH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-11 | Common Stock | M | 7500 | — | Acquired | 113803 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-11 | Restricted Stock Units | $ | M | 7500 | Disposed | Common Stock (7500) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Held by Reardon Family Trust dated August 31, 2011. Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon.
F3: On April 11, 2018, the reporting person was granted 7,500 restricted stock units vesting one (1) year following the date of the grant.
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